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May 03, 2022; 98 (18) Research Article

Association of Modified Rankin Scale With Recovery Phenotypes in Patients With Upper Extremity Weakness After Stroke

Kimberly S. Erler, Rui Wu, Julie A. DiCarlo, Marina F. Petrilli, Perman Gochyyev, Leigh R. Hochberg, Steven A. Kautz, Lee H. Schwamm, Steven C. Cramer, Seth P. Finklestein, David J. Lin
First published March 11, 2022, DOI: https://doi.org/10.1212/WNL.0000000000200154
Kimberly S. Erler
From the Center for Neurotechnology and Neurorecovery (K.S.E., R.W., J.A.D., L.R.H., D.J.L.), Division of Neurocritical Care (L.R.H, D.J.L.), Stroke Service (L.R.H., L.H.S., S.P.F., D.J.L.), Department of Neurology, Massachusetts General Hospital, Harvard Medical School, Boston; Department of Occupational Therapy (K.S.E.), Massachusetts General Hospital, Boston; School of Health and Rehabilitation Sciences (K.S.E., M.F.P., P.G., D.J.L.), MGH Institute of Health Professions, Boston, MA; VA RR&D Center for Neurorestoration and Neurotechnology (L.R.H., D.J.L.), VA Medical Center, Providence, RI; School of Health Sciences and Research (S.A.K.), Medical University of South Carolina, Charleston; Ralph H. Johnson VA Medical Center (S.A.K.), Charleston, SC; Department of Neurology (S.C.C.), University of California, Los Angeles; California Rehabilitation Institute (S.C.C.), Los Angeles.
PhD
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Rui Wu
From the Center for Neurotechnology and Neurorecovery (K.S.E., R.W., J.A.D., L.R.H., D.J.L.), Division of Neurocritical Care (L.R.H, D.J.L.), Stroke Service (L.R.H., L.H.S., S.P.F., D.J.L.), Department of Neurology, Massachusetts General Hospital, Harvard Medical School, Boston; Department of Occupational Therapy (K.S.E.), Massachusetts General Hospital, Boston; School of Health and Rehabilitation Sciences (K.S.E., M.F.P., P.G., D.J.L.), MGH Institute of Health Professions, Boston, MA; VA RR&D Center for Neurorestoration and Neurotechnology (L.R.H., D.J.L.), VA Medical Center, Providence, RI; School of Health Sciences and Research (S.A.K.), Medical University of South Carolina, Charleston; Ralph H. Johnson VA Medical Center (S.A.K.), Charleston, SC; Department of Neurology (S.C.C.), University of California, Los Angeles; California Rehabilitation Institute (S.C.C.), Los Angeles.
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Julie A. DiCarlo
From the Center for Neurotechnology and Neurorecovery (K.S.E., R.W., J.A.D., L.R.H., D.J.L.), Division of Neurocritical Care (L.R.H, D.J.L.), Stroke Service (L.R.H., L.H.S., S.P.F., D.J.L.), Department of Neurology, Massachusetts General Hospital, Harvard Medical School, Boston; Department of Occupational Therapy (K.S.E.), Massachusetts General Hospital, Boston; School of Health and Rehabilitation Sciences (K.S.E., M.F.P., P.G., D.J.L.), MGH Institute of Health Professions, Boston, MA; VA RR&D Center for Neurorestoration and Neurotechnology (L.R.H., D.J.L.), VA Medical Center, Providence, RI; School of Health Sciences and Research (S.A.K.), Medical University of South Carolina, Charleston; Ralph H. Johnson VA Medical Center (S.A.K.), Charleston, SC; Department of Neurology (S.C.C.), University of California, Los Angeles; California Rehabilitation Institute (S.C.C.), Los Angeles.
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Marina F. Petrilli
From the Center for Neurotechnology and Neurorecovery (K.S.E., R.W., J.A.D., L.R.H., D.J.L.), Division of Neurocritical Care (L.R.H, D.J.L.), Stroke Service (L.R.H., L.H.S., S.P.F., D.J.L.), Department of Neurology, Massachusetts General Hospital, Harvard Medical School, Boston; Department of Occupational Therapy (K.S.E.), Massachusetts General Hospital, Boston; School of Health and Rehabilitation Sciences (K.S.E., M.F.P., P.G., D.J.L.), MGH Institute of Health Professions, Boston, MA; VA RR&D Center for Neurorestoration and Neurotechnology (L.R.H., D.J.L.), VA Medical Center, Providence, RI; School of Health Sciences and Research (S.A.K.), Medical University of South Carolina, Charleston; Ralph H. Johnson VA Medical Center (S.A.K.), Charleston, SC; Department of Neurology (S.C.C.), University of California, Los Angeles; California Rehabilitation Institute (S.C.C.), Los Angeles.
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Perman Gochyyev
From the Center for Neurotechnology and Neurorecovery (K.S.E., R.W., J.A.D., L.R.H., D.J.L.), Division of Neurocritical Care (L.R.H, D.J.L.), Stroke Service (L.R.H., L.H.S., S.P.F., D.J.L.), Department of Neurology, Massachusetts General Hospital, Harvard Medical School, Boston; Department of Occupational Therapy (K.S.E.), Massachusetts General Hospital, Boston; School of Health and Rehabilitation Sciences (K.S.E., M.F.P., P.G., D.J.L.), MGH Institute of Health Professions, Boston, MA; VA RR&D Center for Neurorestoration and Neurotechnology (L.R.H., D.J.L.), VA Medical Center, Providence, RI; School of Health Sciences and Research (S.A.K.), Medical University of South Carolina, Charleston; Ralph H. Johnson VA Medical Center (S.A.K.), Charleston, SC; Department of Neurology (S.C.C.), University of California, Los Angeles; California Rehabilitation Institute (S.C.C.), Los Angeles.
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Leigh R. Hochberg
From the Center for Neurotechnology and Neurorecovery (K.S.E., R.W., J.A.D., L.R.H., D.J.L.), Division of Neurocritical Care (L.R.H, D.J.L.), Stroke Service (L.R.H., L.H.S., S.P.F., D.J.L.), Department of Neurology, Massachusetts General Hospital, Harvard Medical School, Boston; Department of Occupational Therapy (K.S.E.), Massachusetts General Hospital, Boston; School of Health and Rehabilitation Sciences (K.S.E., M.F.P., P.G., D.J.L.), MGH Institute of Health Professions, Boston, MA; VA RR&D Center for Neurorestoration and Neurotechnology (L.R.H., D.J.L.), VA Medical Center, Providence, RI; School of Health Sciences and Research (S.A.K.), Medical University of South Carolina, Charleston; Ralph H. Johnson VA Medical Center (S.A.K.), Charleston, SC; Department of Neurology (S.C.C.), University of California, Los Angeles; California Rehabilitation Institute (S.C.C.), Los Angeles.
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Steven A. Kautz
From the Center for Neurotechnology and Neurorecovery (K.S.E., R.W., J.A.D., L.R.H., D.J.L.), Division of Neurocritical Care (L.R.H, D.J.L.), Stroke Service (L.R.H., L.H.S., S.P.F., D.J.L.), Department of Neurology, Massachusetts General Hospital, Harvard Medical School, Boston; Department of Occupational Therapy (K.S.E.), Massachusetts General Hospital, Boston; School of Health and Rehabilitation Sciences (K.S.E., M.F.P., P.G., D.J.L.), MGH Institute of Health Professions, Boston, MA; VA RR&D Center for Neurorestoration and Neurotechnology (L.R.H., D.J.L.), VA Medical Center, Providence, RI; School of Health Sciences and Research (S.A.K.), Medical University of South Carolina, Charleston; Ralph H. Johnson VA Medical Center (S.A.K.), Charleston, SC; Department of Neurology (S.C.C.), University of California, Los Angeles; California Rehabilitation Institute (S.C.C.), Los Angeles.
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Lee H. Schwamm
From the Center for Neurotechnology and Neurorecovery (K.S.E., R.W., J.A.D., L.R.H., D.J.L.), Division of Neurocritical Care (L.R.H, D.J.L.), Stroke Service (L.R.H., L.H.S., S.P.F., D.J.L.), Department of Neurology, Massachusetts General Hospital, Harvard Medical School, Boston; Department of Occupational Therapy (K.S.E.), Massachusetts General Hospital, Boston; School of Health and Rehabilitation Sciences (K.S.E., M.F.P., P.G., D.J.L.), MGH Institute of Health Professions, Boston, MA; VA RR&D Center for Neurorestoration and Neurotechnology (L.R.H., D.J.L.), VA Medical Center, Providence, RI; School of Health Sciences and Research (S.A.K.), Medical University of South Carolina, Charleston; Ralph H. Johnson VA Medical Center (S.A.K.), Charleston, SC; Department of Neurology (S.C.C.), University of California, Los Angeles; California Rehabilitation Institute (S.C.C.), Los Angeles.
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Steven C. Cramer
From the Center for Neurotechnology and Neurorecovery (K.S.E., R.W., J.A.D., L.R.H., D.J.L.), Division of Neurocritical Care (L.R.H, D.J.L.), Stroke Service (L.R.H., L.H.S., S.P.F., D.J.L.), Department of Neurology, Massachusetts General Hospital, Harvard Medical School, Boston; Department of Occupational Therapy (K.S.E.), Massachusetts General Hospital, Boston; School of Health and Rehabilitation Sciences (K.S.E., M.F.P., P.G., D.J.L.), MGH Institute of Health Professions, Boston, MA; VA RR&D Center for Neurorestoration and Neurotechnology (L.R.H., D.J.L.), VA Medical Center, Providence, RI; School of Health Sciences and Research (S.A.K.), Medical University of South Carolina, Charleston; Ralph H. Johnson VA Medical Center (S.A.K.), Charleston, SC; Department of Neurology (S.C.C.), University of California, Los Angeles; California Rehabilitation Institute (S.C.C.), Los Angeles.
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Seth P. Finklestein
From the Center for Neurotechnology and Neurorecovery (K.S.E., R.W., J.A.D., L.R.H., D.J.L.), Division of Neurocritical Care (L.R.H, D.J.L.), Stroke Service (L.R.H., L.H.S., S.P.F., D.J.L.), Department of Neurology, Massachusetts General Hospital, Harvard Medical School, Boston; Department of Occupational Therapy (K.S.E.), Massachusetts General Hospital, Boston; School of Health and Rehabilitation Sciences (K.S.E., M.F.P., P.G., D.J.L.), MGH Institute of Health Professions, Boston, MA; VA RR&D Center for Neurorestoration and Neurotechnology (L.R.H., D.J.L.), VA Medical Center, Providence, RI; School of Health Sciences and Research (S.A.K.), Medical University of South Carolina, Charleston; Ralph H. Johnson VA Medical Center (S.A.K.), Charleston, SC; Department of Neurology (S.C.C.), University of California, Los Angeles; California Rehabilitation Institute (S.C.C.), Los Angeles.
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David J. Lin
From the Center for Neurotechnology and Neurorecovery (K.S.E., R.W., J.A.D., L.R.H., D.J.L.), Division of Neurocritical Care (L.R.H, D.J.L.), Stroke Service (L.R.H., L.H.S., S.P.F., D.J.L.), Department of Neurology, Massachusetts General Hospital, Harvard Medical School, Boston; Department of Occupational Therapy (K.S.E.), Massachusetts General Hospital, Boston; School of Health and Rehabilitation Sciences (K.S.E., M.F.P., P.G., D.J.L.), MGH Institute of Health Professions, Boston, MA; VA RR&D Center for Neurorestoration and Neurotechnology (L.R.H., D.J.L.), VA Medical Center, Providence, RI; School of Health Sciences and Research (S.A.K.), Medical University of South Carolina, Charleston; Ralph H. Johnson VA Medical Center (S.A.K.), Charleston, SC; Department of Neurology (S.C.C.), University of California, Los Angeles; California Rehabilitation Institute (S.C.C.), Los Angeles.
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Citation
Association of Modified Rankin Scale With Recovery Phenotypes in Patients With Upper Extremity Weakness After Stroke
Kimberly S. Erler, Rui Wu, Julie A. DiCarlo, Marina F. Petrilli, Perman Gochyyev, Leigh R. Hochberg, Steven A. Kautz, Lee H. Schwamm, Steven C. Cramer, Seth P. Finklestein, David J. Lin
Neurology May 2022, 98 (18) e1877-e1885; DOI: 10.1212/WNL.0000000000200154

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Abstract

Background and Objectives Precise measurement of outcomes is essential for stroke trials and clinical care. Prior research has highlighted conceptual differences between global outcome measures such as the modified Rankin Scale (mRS) and domain-specific measures (e.g., motor, sensory, language or cognitive function). This study related motor phenotypes to the mRS, specifically aiming to determine whether mRS levels distinguish motor impairment and function phenotypes, and to compare mRS outcomes to meaningful changes in impairment and function from acute to subacute recovery after stroke.

Methods Patients with upper extremity weakness after ischemic stroke were assessed with a battery of impairment and functional measures within the first week and at 90 days after stroke. Impairment and functional outcomes were examined in relation to 90-day mRS scores. Clinically meaningful changes in motor impairment, activities of daily living, and mobility were examined in relation to 90-day mRS score.

Results In this cohort of 73 patients with stroke, impairment and functional outcomes were associated with 90-day mRS scores but showed substantial variability within individual mRS levels: within mRS level 2, upper extremity impairment ranged from near hemiplegia (with an upper extremity Fugl-Meyer score 8) to no deficits (upper extremity Fugl-Meyer score 66). Overall, there were few differences in impairment and functional outcomes between adjacent mRS levels. While some outcome measures were significantly different between mRS levels 3 and 4 (Nine-Hole Peg, Leg Motor, gait velocity, Timed Up and Go, NIH Stroke Scale, and Barthel Index), none of the outcome measures differed between mRS levels 1 and 2. Fugl-Meyer and grip strength were not different between any adjacent mRS levels. A substantial number of patients experienced clinically meaningful changes in impairment and function in the first 90 days after stroke but did not achieve good mRS outcome (mRS score ≤ 2).

Discussion The mRS broadly relates to domain-specific outcomes after stroke, confirming its established value in stroke trials, but it does not precisely distinguish differences in impairment and function, nor does it sufficiently capture meaningful clinical changes across impairment, activities of daily living status, and mobility. These findings underscore the potential utility of incorporating detailed phenotypic measures along with the mRS in future stroke trials.

Glossary

ADL=
activities of daily living;
BBT=
Box and Blocks Test;
BI=
Barthel Index;
FMA-UE=
Fugl Meyer Assessment of Upper Extremity;
GV=
gait velocity;
MCID=
minimal clinically important difference;
mRS=
modified Rankin Scale;
NIHSS=
NIH Stroke Scale;
9-HP=
Nine Hole Peg;
PCA-1=
first principal component;
SIS=
Stroke Impact Scale-16;
TUG=
Timed Up and Go;
UE=
upper extremity

Footnotes

  • Go to Neurology.org/N for full disclosures. Funding information and disclosures deemed relevant by the authors, if any, are provided at the end of the article.

  • Received July 25, 2021.
  • Accepted in final form January 18, 2022.
  • © 2022 American Academy of Neurology
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